Compliance Classroom Webinar Series

Compliance Classroom: Compliance Basics That are Too Cool for School

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Want to earn an A+ in compliance? Well, hold onto your 3-ring binder because we can teach you a lesson or two!

Sharpen your #2 pencil and study up on our recorded past webinars where Professor Olivia presented essential compliance lessons that helped keep employers and advisers out of detention.

Class Dismissed!

Webinar Resources

We’ve compiled all of the best stuff from our Compliance Classroom webinars for you here! Whether you want to relive the magic or you’re checking us out for the first time, we think you’ll find it pretty helpful.

December 15, 2020
Finding Fiduciaries: Part 2 (and a Final Farewell to Compliance Classroom!)
Class Notes
Fiduciary Tips Videos
HIPAA Fines & Penalties 2020

November 17, 2020
It’s Time To Point Some Fingers…Finding Fiduciaries: Part 1
Class Notes

October 27, 2020
Double, Double, Toil & Trouble…Fines & Penalties Cause Such a Struggle!
H&W ERISA Fines & Penalties 2020
H&W Non-ERISA Fines & Penalties 2020
HIPAA Fines & Penalties 2020

September 29, 2020
(En)roll with the Punches! How to Prepare for a Calm and Compliant Enrollment Season
Interactive Class Notes
Open Enrollment Checklist
Open Enrollment Checklist – COVID-19 Edition
Summary of Notices & Disclosures
Notices Timing Chart

August 25, 2020
Well Designed: Wellness Plans & Incentives
Wellness Class Notes
Wellness Whitepaper

June 30, 2020
COBRA & COVID-19: Just the Essentials

Fill-in-the-Blanks Class Notes
Pre-Filled Class Notes
Model Election Notice
Model General Notice

May 26, 2020
FMLA: Navigating Regulatory Expansion for 2020
Classroom Notes
COVID-19 Legislation

April 28, 2020
COVID-19: Compliance in a Complex Time

Classroom Notes
HIPAA IQ – Work from Home Edition
Small Business Guidance
FFCRA Poster (Federal)
FFCRA Poster (Non-Federal)

March 31, 2020
Adding up the Acronyms: A Summary of Account-Based Plans

Classroom Notes
Answer Key

February 25, 2020
2020 HRAs: A Fresh Menu of Options, Second Course

Classroom Notes

January 25, 2020
2020 HRAs: A Fresh Menu of Options

Classroom Notes

July 30, 2019
Summer School Session Two: All About That ADA

Classroom Notes
Model ADA Wellness Notice

June 25, 2019
Summer School Session One: SAR Essentials & Form 5500

Classroom Notes

May 28, 2019
Can You Please Repeat the Question?: How to Analyze Common Compliance Conundrums

April 30, 2019
2, 4, 6, 8! Is it Federal? Is it State?
Classroom Notes

March 26, 2019
The ABC’s of FMLA: Spelling Out the Basics of the Family & Medical Leave Act
Classroom Notes
Webinar Q&A

February 26, 2019
In Summary: What Fiduciaries Need to Know About SPDs
Classroom Notes
SPD Requirements
Webinar Q&A